Skip to main content

 Header

SEC Filings

NYSETFC
FormDescriptionDateFormat
CORRESPCorrespondence from the Filer to the SECNov 22, 2011Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOADCorrespondence from the SEC to the FilerNov 7, 2011Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
13F-HR13F Holdings Report Initial FilingOct 5, 2011Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
S-3ASRAutomatic shelf registration statement of securities of well-known seasoned issuersSep 13, 2011Open Automatic shelf registration statement of securities of well-known seasoned issuers in HTML.Open Automatic shelf registration statement of securities of well-known seasoned issuers in DOC file.Open Automatic shelf registration statement of securities of well-known seasoned issuers in PDF file.Open Automatic shelf registration statement of securities of well-known seasoned issuers in XLS file.
RWWithdrawal of registration statement filed under the Securities ActSep 9, 2011Open Withdrawal of registration statement filed under the Securities Act in HTML.Open Withdrawal of registration statement filed under the Securities Act in DOC file.Open Withdrawal of registration statement filed under the Securities Act in PDF file.Open Withdrawal of registration statement filed under the Securities Act in XLS file.
CORRESPCorrespondence from the Filer to the SECAug 11, 2011Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOADCorrespondence from the SEC to the FilerJul 28, 2011Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
S-3ASRAutomatic shelf registration statement of securities of well-known seasoned issuersJul 13, 2011Open Automatic shelf registration statement of securities of well-known seasoned issuers in HTML.Open Automatic shelf registration statement of securities of well-known seasoned issuers in DOC file.Open Automatic shelf registration statement of securities of well-known seasoned issuers in PDF file.Open Automatic shelf registration statement of securities of well-known seasoned issuers in XLS file.
13F-HR13F Holdings Report Initial FilingJul 6, 2011Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
FWPFree Writing ProspectusApr 26, 2011Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
13F-HR13F Holdings Report Initial FilingApr 6, 2011Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
FWPFree Writing ProspectusFeb 28, 2011Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsJan 12, 2011Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsJan 12, 2011Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
13F-HR13F Holdings Report Initial FilingJan 11, 2011Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.