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SEC Filings

NYSETFC
FormDescriptionDateFormat
S-3/APre-effective amendment to an S-3 filingSep 5, 2019Open Pre-effective amendment to an S-3 filing in HTML.Open Pre-effective amendment to an S-3 filing in DOC file.Open Pre-effective amendment to an S-3 filing in PDF file.Open Pre-effective amendment to an S-3 filing in XLS file.
4Statement of changes in beneficial ownership of securitiesSep 4, 2019Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
25-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securitiesSep 3, 2019Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in HTML.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in DOC file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in PDF file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in XLS file.
25-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securitiesSep 3, 2019Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in HTML.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in DOC file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in PDF file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in XLS file.
S-3Simplified registration formAug 27, 2019Open Simplified registration form in HTML.Open Simplified registration form in DOC file.Open Simplified registration form in PDF file.Open Simplified registration form in XLS file.
8-KReport of unscheduled material events or corporate eventAug 27, 2019Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.Open Report of unscheduled material events or corporate event in XBLR Viewer.Open Report of unscheduled material events or corporate event in XBLR file.
4Statement of changes in beneficial ownership of securitiesAug 2, 2019Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
8-KReport of unscheduled material events or corporate eventAug 1, 2019Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.Open Report of unscheduled material events or corporate event in XBLR Viewer.Open Report of unscheduled material events or corporate event in XBLR file.
10-QQuarterly report which provides a continuing view of a company's financial positionJul 30, 2019Open Quarterly report which provides a continuing view of a company's financial position in HTML.Open Quarterly report which provides a continuing view of a company's financial position in DOC file.Open Quarterly report which provides a continuing view of a company's financial position in PDF file.Open Quarterly report which provides a continuing view of a company's financial position in XLS file.Open Quarterly report which provides a continuing view of a company's financial position in XBLR Viewer.Open Quarterly report which provides a continuing view of a company's financial position in XBLR file.
8-KReport of unscheduled material events or corporate eventJul 30, 2019Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.Open Report of unscheduled material events or corporate event in XBLR Viewer.Open Report of unscheduled material events or corporate event in XBLR file.
4Statement of changes in beneficial ownership of securitiesJul 29, 2019Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
8-KReport of unscheduled material events or corporate eventJul 29, 2019Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
424B2Form of prospectus filed in connection with primary offering of securities on a delayed basisJul 25, 2019Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in HTML.Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in DOC file.Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in PDF file.Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in XLS file.
13F-HR13F Holdings Report Initial FilingJul 24, 2019Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
FWPFree Writing ProspectusJul 23, 2019Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
424B5Form of prospectus disclosing information facts events covered in both forms 424B2 424B3Jul 23, 2019Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in HTML.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in DOC file.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in PDF file.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in XLS file.
424B3Form of prospectus reflecting facts events constituting substantive change from last formJul 23, 2019Open Form of prospectus reflecting facts events constituting substantive change from last form in HTML.Open Form of prospectus reflecting facts events constituting substantive change from last form in DOC file.Open Form of prospectus reflecting facts events constituting substantive change from last form in PDF file.Open Form of prospectus reflecting facts events constituting substantive change from last form in XLS file.
FWPFree Writing ProspectusJul 22, 2019Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
424B3Form of prospectus reflecting facts events constituting substantive change from last formJul 22, 2019Open Form of prospectus reflecting facts events constituting substantive change from last form in HTML.Open Form of prospectus reflecting facts events constituting substantive change from last form in DOC file.Open Form of prospectus reflecting facts events constituting substantive change from last form in PDF file.Open Form of prospectus reflecting facts events constituting substantive change from last form in XLS file.
8-KReport of unscheduled material events or corporate eventJul 22, 2019Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJul 19, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJul 18, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
8-KReport of unscheduled material events or corporate eventJul 18, 2019Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJul 16, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJul 16, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
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