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SEC Filings

NYSETFC
FormDescriptionDateFormat
8-KReport of unscheduled material events or corporate eventJul 19, 2018Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
8-KReport of unscheduled material events or corporate eventJun 28, 2018Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
11-KAn annual report of employee stock purchase, savings and similar plansJun 26, 2018Open An annual report of employee stock purchase, savings and similar plans in HTML.Open An annual report of employee stock purchase, savings and similar plans in DOC file.Open An annual report of employee stock purchase, savings and similar plans in PDF file.Open An annual report of employee stock purchase, savings and similar plans in XLS file.
4Statement of changes in beneficial ownership of securitiesJun 19, 2018Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
8-KReport of unscheduled material events or corporate eventJun 5, 2018Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
424B2Form of prospectus filed in connection with primary offering of securities on a delayed basisJun 1, 2018Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in HTML.Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in DOC file.Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in PDF file.Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in XLS file.
8-KReport of unscheduled material events or corporate eventJun 1, 2018Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
FWPFree Writing ProspectusMay 31, 2018Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
FWPFree Writing ProspectusMay 31, 2018Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
424B3Form of prospectus reflecting facts events constituting substantive change from last formMay 31, 2018Open Form of prospectus reflecting facts events constituting substantive change from last form in HTML.Open Form of prospectus reflecting facts events constituting substantive change from last form in DOC file.Open Form of prospectus reflecting facts events constituting substantive change from last form in PDF file.Open Form of prospectus reflecting facts events constituting substantive change from last form in XLS file.
424B2Form of prospectus filed in connection with primary offering of securities on a delayed basisMay 25, 2018Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in HTML.Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in DOC file.Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in PDF file.Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in XLS file.
FWPFree Writing ProspectusMay 25, 2018Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
424B2Form of prospectus filed in connection with primary offering of securities on a delayed basisMay 25, 2018Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in HTML.Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in DOC file.Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in PDF file.Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in XLS file.
424B5Form of prospectus disclosing information facts events covered in both forms 424B2 424B3May 25, 2018Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in HTML.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in DOC file.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in PDF file.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in XLS file.
EFFECTNotice from the SEC of registration effectivenessMay 23, 2018Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
4Statement of changes in beneficial ownership of securitiesMay 23, 2018Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4Statement of changes in beneficial ownership of securitiesMay 22, 2018Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
424B5Form of prospectus disclosing information facts events covered in both forms 424B2 424B3May 16, 2018Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in HTML.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in DOC file.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in PDF file.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in XLS file.
POS AMPost-effective amendment to an S-Type filingMay 16, 2018Open Post-effective amendment to an S-Type filing in HTML.Open Post-effective amendment to an S-Type filing in DOC file.Open Post-effective amendment to an S-Type filing in PDF file.Open Post-effective amendment to an S-Type filing in XLS file.
AWWithdrawal of amendment to registration statement filed under the Securities ActMay 16, 2018Open Withdrawal of amendment to registration statement filed under the Securities Act in HTML.Open Withdrawal of amendment to registration statement filed under the Securities Act in DOC file.Open Withdrawal of amendment to registration statement filed under the Securities Act in PDF file.Open Withdrawal of amendment to registration statement filed under the Securities Act in XLS file.
4Statement of changes in beneficial ownership of securitiesMay 15, 2018Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
EFFECTNotice from the SEC of registration effectivenessMay 15, 2018Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
4Statement of changes in beneficial ownership of securitiesMay 11, 2018Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4Statement of changes in beneficial ownership of securitiesMay 10, 2018Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
POSASRPost-effective Amendment to an automatic shelf registration statement on Form S-3ASR or Form F-3ASRMay 3, 2018Open Post-effective Amendment to an automatic shelf registration statement on Form S-3ASR or Form F-3ASR in HTML.Open Post-effective Amendment to an automatic shelf registration statement on Form S-3ASR or Form F-3ASR in DOC file.Open Post-effective Amendment to an automatic shelf registration statement on Form S-3ASR or Form F-3ASR in PDF file.Open Post-effective Amendment to an automatic shelf registration statement on Form S-3ASR or Form F-3ASR in XLS file.
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