Skip to main content

 Header

SEC Filings

NYSETFC
FormDescriptionDateFormat
FWPFree Writing ProspectusDec 22, 2016Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
CORRESPCorrespondence from the Filer to the SECDec 22, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOADCorrespondence from the SEC to the FilerDec 17, 2016Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
13F-HR13F Holdings Report Initial FilingNov 1, 2016Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
13F-HR13F Holdings Report Initial FilingAug 1, 2016Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
13F-HR13F Holdings Report Initial FilingMay 5, 2016Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
FWPFree Writing ProspectusMay 5, 2016Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
EFFECTNotice from the SEC of registration effectivenessApr 5, 2016Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsMar 15, 2016Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
CERTNYSCertification by the New York Stock Exchange approving securities for listingMar 9, 2016Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.Open Certification by the New York Stock Exchange approving securities for listing in XLS file.
FWPFree Writing ProspectusMar 2, 2016Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
SC 13G/AAmendment to a previously filed SC 13GFeb 10, 2016Open Amendment to a previously filed SC 13G in HTML.Open Amendment to a previously filed SC 13G in DOC file.Open Amendment to a previously filed SC 13G in PDF file.Open Amendment to a previously filed SC 13G in XLS file.
SC 13G/AAmendment to a previously filed SC 13GFeb 10, 2016Open Amendment to a previously filed SC 13G in HTML.Open Amendment to a previously filed SC 13G in DOC file.Open Amendment to a previously filed SC 13G in PDF file.Open Amendment to a previously filed SC 13G in XLS file.
13F-HR13F Holdings Report Initial FilingJan 28, 2016Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJan 21, 2016Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsJan 12, 2016Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsJan 12, 2016Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
CLOSE