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SEC Filings

NYSETFC
FormDescriptionDateFormat
EFFECTNotice from the SEC of registration effectivenessDec 4, 2014Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsDec 3, 2014Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsDec 3, 2014Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
FWPFree Writing ProspectusDec 3, 2014Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
FWPFree Writing ProspectusDec 3, 2014Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
CORRESPCorrespondence from the Filer to the SECNov 26, 2014Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsNov 21, 2014Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsNov 17, 2014Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsNov 15, 2014Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsNov 12, 2014Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsNov 12, 2014Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
UPLOADCorrespondence from the SEC to the FilerNov 3, 2014Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
13F-HR13F Holdings Report Initial FilingOct 21, 2014Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
UPLOADCorrespondence from the SEC to the FilerOct 17, 2014Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsSep 9, 2014Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsSep 8, 2014Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
S-3ASRAutomatic shelf registration statement of securities of well-known seasoned issuersJul 23, 2014Open Automatic shelf registration statement of securities of well-known seasoned issuers in HTML.Open Automatic shelf registration statement of securities of well-known seasoned issuers in DOC file.Open Automatic shelf registration statement of securities of well-known seasoned issuers in PDF file.Open Automatic shelf registration statement of securities of well-known seasoned issuers in XLS file.
13F-HR13F Holdings Report Initial FilingJul 21, 2014Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
S-3ASRAutomatic shelf registration statement of securities of well-known seasoned issuersJul 11, 2014Open Automatic shelf registration statement of securities of well-known seasoned issuers in HTML.Open Automatic shelf registration statement of securities of well-known seasoned issuers in DOC file.Open Automatic shelf registration statement of securities of well-known seasoned issuers in PDF file.Open Automatic shelf registration statement of securities of well-known seasoned issuers in XLS file.
13F-HR13F Holdings Report Initial FilingApr 28, 2014Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
FWPFree Writing ProspectusJan 28, 2014Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
FWPFree Writing ProspectusJan 28, 2014Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
SC 13G/AAmendment to a previously filed SC 13GJan 28, 2014Open Amendment to a previously filed SC 13G in HTML.Open Amendment to a previously filed SC 13G in DOC file.Open Amendment to a previously filed SC 13G in PDF file.Open Amendment to a previously filed SC 13G in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsJan 27, 2014Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsJan 27, 2014Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
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