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SEC Filings

NYSETFC
FormDescriptionDateFormat
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockNov 27, 2013Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockNov 25, 2013Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockNov 25, 2013Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockOct 29, 2013Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockOct 23, 2013Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockOct 23, 2013Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
13F-HR13F Holdings Report Initial FilingOct 22, 2013Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockJul 31, 2013Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
13F-HR13F Holdings Report Initial FilingJul 15, 2013Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
UPLOADCorrespondence from the SEC to the FilerJul 8, 2013Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
CORRESPCorrespondence from the Filer to the SECJun 28, 2013Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOADCorrespondence from the SEC to the FilerJun 20, 2013Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
FWPFree Writing ProspectusJun 15, 2013Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
FWPFree Writing ProspectusJun 14, 2013Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
FWPFree Writing ProspectusJun 14, 2013Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockMay 15, 2013Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
CERTNYSCertification by the New York Stock Exchange approving securities for listingMay 2, 2013Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.Open Certification by the New York Stock Exchange approving securities for listing in XLS file.
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockApr 25, 2013Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockApr 25, 2013Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockApr 25, 2013Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
FWPFree Writing ProspectusApr 24, 2013Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
13F-HR13F Holdings Report Initial FilingApr 3, 2013Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockFeb 5, 2013Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsJan 30, 2013Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsJan 7, 2013Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
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