Skip to main content

 Header

SEC Filings

NYSETFC
FormDescriptionDateFormat
FWPFree Writing ProspectusNov 14, 2012Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
CERTNYSCertification by the New York Stock Exchange approving securities for listingNov 1, 2012Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.Open Certification by the New York Stock Exchange approving securities for listing in XLS file.
FWPFree Writing ProspectusOct 24, 2012Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
13F-HR13F Holdings Report Initial FilingOct 4, 2012Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
FWPFree Writing ProspectusAug 7, 2012Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockAug 1, 2012Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
CERTNYSCertification by the New York Stock Exchange approving securities for listingJul 31, 2012Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.Open Certification by the New York Stock Exchange approving securities for listing in XLS file.
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockJul 27, 2012Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
FWPFree Writing ProspectusJul 25, 2012Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
25-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securitiesJul 18, 2012Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in HTML.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in DOC file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in PDF file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in XLS file.
25-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securitiesJul 18, 2012Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in HTML.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in DOC file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in PDF file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in XLS file.
25-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securitiesJul 18, 2012Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in HTML.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in DOC file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in PDF file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in XLS file.
13F-HR13F Holdings Report Initial FilingJul 16, 2012Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
UPLOADCorrespondence from the SEC to the FilerJun 28, 2012Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
CORRESPCorrespondence from the Filer to the SECJun 6, 2012Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOADCorrespondence from the SEC to the FilerMay 29, 2012Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
25-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securitiesMay 2, 2012Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in HTML.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in DOC file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in PDF file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in XLS file.
CERTNYSCertification by the New York Stock Exchange approving securities for listingMay 2, 2012Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.Open Certification by the New York Stock Exchange approving securities for listing in XLS file.
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockApr 26, 2012Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
FWPFree Writing ProspectusApr 26, 2012Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
13F-HR13F Holdings Report Initial FilingApr 12, 2012Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
144Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stockFeb 8, 2012Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in HTML.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in DOC file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in PDF file.Open Non-EDGAR filing submitted by "insiders" prior to intended sale of restricted stock in XLS file.
UPLOADCorrespondence from the SEC to the FilerJan 31, 2012Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
CORRESPCorrespondence from the Filer to the SECJan 31, 2012Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOADCorrespondence from the SEC to the FilerJan 27, 2012Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
1-25      26-30