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SEC Filings

NYSETFC
FormDescriptionDateFormat
13F-HR/AAmendment to a previously filed 13F-HRNov 19, 2021Open Amendment to a previously filed 13F-HR in HTML.Open Amendment to a previously filed 13F-HR in DOC file.Open Amendment to a previously filed 13F-HR in PDF file.Open Amendment to a previously filed 13F-HR in XLS file.
13F-HR/AAmendment to a previously filed 13F-HRNov 16, 2021Open Amendment to a previously filed 13F-HR in HTML.Open Amendment to a previously filed 13F-HR in DOC file.Open Amendment to a previously filed 13F-HR in PDF file.Open Amendment to a previously filed 13F-HR in XLS file.
13F-HR/AAmendment to a previously filed 13F-HRNov 16, 2021Open Amendment to a previously filed 13F-HR in HTML.Open Amendment to a previously filed 13F-HR in DOC file.Open Amendment to a previously filed 13F-HR in PDF file.Open Amendment to a previously filed 13F-HR in XLS file.
13F-HR13F Holdings Report Initial FilingNov 5, 2021Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
13F-HR/AAmendment to a previously filed 13F-HRNov 5, 2021Open Amendment to a previously filed 13F-HR in HTML.Open Amendment to a previously filed 13F-HR in DOC file.Open Amendment to a previously filed 13F-HR in PDF file.Open Amendment to a previously filed 13F-HR in XLS file.
13F-HR/AAmendment to a previously filed 13F-HRNov 5, 2021Open Amendment to a previously filed 13F-HR in HTML.Open Amendment to a previously filed 13F-HR in DOC file.Open Amendment to a previously filed 13F-HR in PDF file.Open Amendment to a previously filed 13F-HR in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsOct 13, 2021Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsSep 15, 2021Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
13F-HR13F Holdings Report Initial FilingAug 16, 2021Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
SC 13G/AAmendment to a previously filed SC 13GJun 16, 2021Open Amendment to a previously filed SC 13G in HTML.Open Amendment to a previously filed SC 13G in DOC file.Open Amendment to a previously filed SC 13G in PDF file.Open Amendment to a previously filed SC 13G in XLS file.
FWPFree Writing ProspectusJun 2, 2021Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
FWPFree Writing ProspectusJun 2, 2021Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
25-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securitiesJun 1, 2021Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in HTML.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in DOC file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in PDF file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in XLS file.
SC 13G/AAmendment to a previously filed SC 13GMay 27, 2021Open Amendment to a previously filed SC 13G in HTML.Open Amendment to a previously filed SC 13G in DOC file.Open Amendment to a previously filed SC 13G in PDF file.Open Amendment to a previously filed SC 13G in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsMay 25, 2021Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
13F-HR13F Holdings Report Initial FilingMay 14, 2021Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
25-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securitiesMar 1, 2021Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in HTML.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in DOC file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in PDF file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in XLS file.
25-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securitiesMar 1, 2021Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in HTML.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in DOC file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in PDF file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in XLS file.
FWPFree Writing ProspectusFeb 25, 2021Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
13F-HR13F Holdings Report Initial FilingFeb 18, 2021Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsFeb 17, 2021Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsFeb 17, 2021Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsFeb 17, 2021Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsFeb 17, 2021Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsFeb 17, 2021Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
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