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SEC Filings

NYSETFC
FormDescriptionDateFormat
424B2Form of prospectus filed in connection with primary offering of securities on a delayed basisJul 25, 2019Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in HTML.Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in DOC file.Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in PDF file.Open Form of prospectus filed in connection with primary offering of securities on a delayed basis in XLS file.
13F-HR13F Holdings Report Initial FilingJul 24, 2019Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
FWPFree Writing ProspectusJul 23, 2019Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
424B5Form of prospectus disclosing information facts events covered in both forms 424B2 424B3Jul 23, 2019Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in HTML.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in DOC file.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in PDF file.Open Form of prospectus disclosing information facts events covered in both forms 424B2 424B3 in XLS file.
424B3Form of prospectus reflecting facts events constituting substantive change from last formJul 23, 2019Open Form of prospectus reflecting facts events constituting substantive change from last form in HTML.Open Form of prospectus reflecting facts events constituting substantive change from last form in DOC file.Open Form of prospectus reflecting facts events constituting substantive change from last form in PDF file.Open Form of prospectus reflecting facts events constituting substantive change from last form in XLS file.
FWPFree Writing ProspectusJul 22, 2019Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
424B3Form of prospectus reflecting facts events constituting substantive change from last formJul 22, 2019Open Form of prospectus reflecting facts events constituting substantive change from last form in HTML.Open Form of prospectus reflecting facts events constituting substantive change from last form in DOC file.Open Form of prospectus reflecting facts events constituting substantive change from last form in PDF file.Open Form of prospectus reflecting facts events constituting substantive change from last form in XLS file.
8-KReport of unscheduled material events or corporate eventJul 22, 2019Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJul 19, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJul 18, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
8-KReport of unscheduled material events or corporate eventJul 18, 2019Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJul 16, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJul 16, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
11-KAn annual report of employee stock purchase, savings and similar plansJun 28, 2019Open An annual report of employee stock purchase, savings and similar plans in HTML.Open An annual report of employee stock purchase, savings and similar plans in DOC file.Open An annual report of employee stock purchase, savings and similar plans in PDF file.Open An annual report of employee stock purchase, savings and similar plans in XLS file.
4Statement of changes in beneficial ownership of securitiesJun 21, 2019Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
EFFECTNotice from the SEC of registration effectivenessJun 20, 2019Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
S-4/APre-effective amendment to an S-4 filingJun 19, 2019Open Pre-effective amendment to an S-4 filing in HTML.Open Pre-effective amendment to an S-4 filing in DOC file.Open Pre-effective amendment to an S-4 filing in PDF file.Open Pre-effective amendment to an S-4 filing in XLS file.
424B3Form of prospectus reflecting facts events constituting substantive change from last formJun 19, 2019Open Form of prospectus reflecting facts events constituting substantive change from last form in HTML.Open Form of prospectus reflecting facts events constituting substantive change from last form in DOC file.Open Form of prospectus reflecting facts events constituting substantive change from last form in PDF file.Open Form of prospectus reflecting facts events constituting substantive change from last form in XLS file.
S-4/APre-effective amendment to an S-4 filingJun 14, 2019Open Pre-effective amendment to an S-4 filing in HTML.Open Pre-effective amendment to an S-4 filing in DOC file.Open Pre-effective amendment to an S-4 filing in PDF file.Open Pre-effective amendment to an S-4 filing in XLS file.
8-KReport of unscheduled material events or corporate eventJun 14, 2019Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJun 14, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
8-KReport of unscheduled material events or corporate eventJun 12, 2019Open Report of unscheduled material events or corporate event in HTML.Open Report of unscheduled material events or corporate event in DOC file.Open Report of unscheduled material events or corporate event in PDF file.Open Report of unscheduled material events or corporate event in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJun 12, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
4Statement of changes in beneficial ownership of securitiesJun 11, 2019Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
4Statement of changes in beneficial ownership of securitiesJun 5, 2019Open Statement of changes in beneficial ownership of securities in HTML.Open Statement of changes in beneficial ownership of securities in DOC file.Open Statement of changes in beneficial ownership of securities in PDF file.Open Statement of changes in beneficial ownership of securities in XLS file.
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