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SEC Filings

NYSETFC
FormDescriptionDateFormat
CERTCERTDec 6, 2019Open CERT in HTML.Open CERT in DOC file.Open CERT in PDF file.Open CERT in XLS file.
13F-HR13F Holdings Report Initial FilingOct 31, 2019Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
FWPFree Writing ProspectusSep 10, 2019Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
EFFECTNotice from the SEC of registration effectivenessSep 6, 2019Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
25-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securitiesSep 3, 2019Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in HTML.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in DOC file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in PDF file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in XLS file.
25-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securitiesSep 3, 2019Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in HTML.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in DOC file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in PDF file.Open Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities in XLS file.
13F-HR13F Holdings Report Initial FilingJul 24, 2019Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
FWPFree Writing ProspectusJul 23, 2019Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
FWPFree Writing ProspectusJul 22, 2019Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJul 19, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJul 18, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJul 16, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJul 16, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
EFFECTNotice from the SEC of registration effectivenessJun 20, 2019Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJun 14, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsJun 12, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsMay 3, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsApr 25, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
13F-HR13F Holdings Report Initial FilingApr 23, 2019Open 13F Holdings Report Initial Filing in HTML.Open 13F Holdings Report Initial Filing in DOC file.Open 13F Holdings Report Initial Filing in PDF file.Open 13F Holdings Report Initial Filing in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsApr 19, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsApr 18, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsMar 19, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
FWPFree Writing ProspectusMar 11, 2019Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
FWPFree Writing ProspectusMar 11, 2019Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
425Filing of certain prospectuses and communications in connection with business combination transactionsMar 6, 2019Open Filing of certain prospectuses and communications in connection with business combination transactions in HTML.Open Filing of certain prospectuses and communications in connection with business combination transactions in DOC file.Open Filing of certain prospectuses and communications in connection with business combination transactions in PDF file.Open Filing of certain prospectuses and communications in connection with business combination transactions in XLS file.
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